Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (3 Jul 2018 to 27 Dec 2018)
- [FCA CF] Significant management (16 Nov 2017 to 27 Dec 2018)
- CF29 Significant management (24 May 2010 to 21 Feb 2014)
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- [FCA CF] Significant management (1 Jul 2018 to 27 Dec 2018)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 27 Dec 2018)
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- CF1 Director (20 Sep 2011 to 21 Feb 2014)
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- CF8 Apportionment and Oversight (20 Dec 2006 to 31 Oct 2007)
- CF3 Chief Executive (20 Dec 2006 to 1 Jan 2009)
- CF1 Director (2 Nov 2004 to 1 Jan 2009)
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- CF8 Apportionment and Oversight (4 Jan 2005 to 31 Oct 2007)
- CF1 Director (2 Nov 2004 to 1 Jan 2009)
- CF3 Chief Executive (2 Nov 2004 to 1 Jan 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.