Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (3 Jul 2018 to 27 Dec 2018)
    • [FCA CF] Significant management (16 Nov 2017 to 27 Dec 2018)
    • CF29 Significant management (24 May 2010 to 21 Feb 2014)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (1 Jul 2018 to 27 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 27 Dec 2018)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • CF1 Director (20 Sep 2011 to 21 Feb 2014)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • CF8 Apportionment and Oversight (20 Dec 2006 to 31 Oct 2007)
    • CF3 Chief Executive (20 Dec 2006 to 1 Jan 2009)
    • CF1 Director (2 Nov 2004 to 1 Jan 2009)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • CF8 Apportionment and Oversight (4 Jan 2005 to 31 Oct 2007)
    • CF1 Director (2 Nov 2004 to 1 Jan 2009)
    • CF3 Chief Executive (2 Nov 2004 to 1 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

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