Caroline Edwards

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • SMF16 Compliance Oversight (26 Jan 2024 to 30 Jun 2025)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • SMF16 Compliance Oversight (26 Jan 2024 to 30 Jun 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • SMF16 Compliance Oversight (26 Jan 2024 to 30 Jun 2025)
    • [PRA CF] Managing a material risk taker (17 Jan 2024 to 28 Feb 2024)
    • [FCA CF] Significant management (15 Aug 2022 to 17 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (15 Aug 2019 to 26 Jan 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (17 Jan 2024 to 28 Feb 2024)
    • [FCA CF] Significant management (15 Aug 2022 to 17 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (15 Aug 2019 to 5 Jul 2021)
  • Allied Irish Banks Plc (no longer approved here)

    FRN 204793

    • CF29 Significant management (20 May 2013 to 23 May 2014)
    • CF30 Customer (1 Aug 2008 to 23 May 2014)
  • AIB GROUP (UK) P.L.C. (no longer approved here)

    FRN 122088

    • CF29 Significant management (1 Nov 2007 to 7 Oct 2011)
    • CF30 Customer (1 Nov 2007 to 23 May 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (5 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (12 Feb 2007 to 31 Oct 2007)
    • CF26 Customer Trading (12 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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