MARKS AND SPENCER FINANCIAL SERVICES PLC

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Cheryl Bosi
IRN CXB79508
- SMF18 Other Overall Responsibility (1 Oct 2020 to 6 Dec 2023)
Chris Campbell
IRN CXC00035
- [FCA CF] Manager of certification employee (9 Oct 2020 to 8 Mar 2021)
Christine Dora Haslam
IRN CDH01072
- CF1 Director (5 Oct 2009 to 28 Feb 2011)
- CF10 Compliance Oversight (13 Jun 2008 to 28 Feb 2011)
Christopher Arthur Couldrey
IRN CAC01108
- CF10 Compliance Oversight (18 May 2005 to 17 Jun 2013)
Christopher Derren Halewood
IRN CDH00031
- CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2002)
Christopher John Pitt
IRN CJP01192
- [FCA CF] Manager of certification employee (13 Nov 2023 to 24 Jan 2025)
- [PRA CF] Managing a material risk taker (13 Oct 2023 to 19 Jul 2024)
Christopher Trill
IRN CXT33097
- [FCA CF] Manager of certification employee (18 Oct 2021 to 4 Mar 2022)
Colin Kersley
IRN CXK01240
- CF3 Chief Executive (28 Jan 2009 to 22 May 2014)
- CF8 Apportionment and Oversight (28 Jan 2009 to 31 Mar 2009)
Colin O'Flaherty
IRN CGO01012
- Responsible for Insurance Distribution (since 3 Dec 2024)
- SMF1 Chief Executive (since 3 Dec 2024)
Crawford Peter Prentice
IRN CPP01037
- CF1 Director (4 Mar 2010 to 11 Dec 2014)

Smaller firms operating under this firm's FCA authorisation.

Moto Plc (no longer appointed)
FRN 490586 · Appointed 23 Oct 2008 · Until 14 Apr 2009
Marks and Spencer P.L.C (no longer appointed)
FRN 151426 · Appointed 17 Jun 1926 · Until 28 May 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.