Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Material risk taker (since 4 Feb 2025)
- [PRA CF] Managing a material risk taker (since 4 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 4 Feb 2025)
- [FCA CF] Manager of certification employee (since 4 Feb 2025)
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Bank of Scotland plc
FRN 169628
- [FCA CF] Manager of certification employee (since 4 Feb 2025)
- [FCA CF] Material risk taker (since 4 Feb 2025)
- [PRA CF] Managing a material risk taker (since 4 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 4 Feb 2025)
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- [FCA CF] Manager of certification employee (18 Oct 2021 to 4 Mar 2022)
- [PRA CF] Significant risk taker or Material risk taker (10 Sep 2020 to 30 Jun 2022)
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- [FCA CF] Manager of certification employee (18 Oct 2021 to 4 Mar 2022)
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- [FCA CF] Manager of certification employee (18 Oct 2021 to 4 Mar 2022)
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- [PRA CF] Significant risk taker or Material risk taker (10 Sep 2020 to 30 Jun 2022)
- [FCA CF] Manager of certification employee (29 Oct 2019 to 9 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.