Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 4 Feb 2025)
    • [PRA CF] Managing a material risk taker (since 4 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Feb 2025)
    • [FCA CF] Manager of certification employee (since 4 Feb 2025)
    • [FCA CF] Manager of certification employee (since 4 Feb 2025)
    • [FCA CF] Material risk taker (since 4 Feb 2025)
    • [PRA CF] Managing a material risk taker (since 4 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Feb 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (18 Oct 2021 to 4 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2020 to 30 Jun 2022)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Manager of certification employee (18 Oct 2021 to 4 Mar 2022)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Manager of certification employee (18 Oct 2021 to 4 Mar 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2020 to 30 Jun 2022)
    • [FCA CF] Manager of certification employee (29 Oct 2019 to 9 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.