Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • SMF18 Other Overall Responsibility (1 Oct 2020 to 6 Dec 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • SMF18 Other Overall Responsibility (1 Oct 2020 to 6 Dec 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (8 May 2018 to 23 May 2020)
    • [PRA CF] Significant risk taker or Material risk taker (8 May 2018 to 23 May 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (8 May 2018 to 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (8 May 2018 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.