Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (18 May 2005 to 17 Jun 2013)
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- CF10 Compliance Oversight (18 May 2005 to 17 Jun 2013)
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- CF10 Compliance Oversight (1 Dec 2001 to 17 Jun 2013)
- CF11 Money Laundering Reporting (1 Dec 2001 to 20 Jan 2004)
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- CF10 Compliance Oversight (1 Dec 2001 to 17 Jun 2013)
- CF11 Money Laundering Reporting (1 Dec 2001 to 20 Jan 2004)
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- CF10 Compliance Oversight (1 Dec 2001 to 28 Feb 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.