Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 13 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Aug 2019)
    • [PRA CF] Managing a material risk taker (15 Jan 2021 to 16 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Nov 2020 to 9 Oct 2023)
    • [FCA CF] Significant management (10 Sep 2019 to 7 Jan 2021)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Manager of certification employee (13 Nov 2023 to 24 Jan 2025)
    • [PRA CF] Managing a material risk taker (13 Oct 2023 to 19 Jul 2024)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Manager of certification employee (13 Nov 2023 to 24 Jan 2025)
    • [PRA CF] Managing a material risk taker (13 Oct 2023 to 19 Jul 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (15 Aug 2022 to 17 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (13 Aug 2019 to 6 Oct 2020)
  • Tesco Personal Finance Limited (no longer approved here)

    FRN 186022

    • (110)CF29 Significant management (15 Mar 2011 to 20 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (110)CF29 Significant management at Tesco Personal Finance Limited