Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 13 Nov 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Aug 2019)
- [PRA CF] Managing a material risk taker (15 Jan 2021 to 16 Sep 2021)
- [FCA CF] Manager of certification employee (9 Nov 2020 to 9 Oct 2023)
- [FCA CF] Significant management (10 Sep 2019 to 7 Jan 2021)
-
- [FCA CF] Manager of certification employee (13 Nov 2023 to 24 Jan 2025)
- [PRA CF] Managing a material risk taker (13 Oct 2023 to 19 Jul 2024)
-
- [FCA CF] Manager of certification employee (13 Nov 2023 to 24 Jan 2025)
- [PRA CF] Managing a material risk taker (13 Oct 2023 to 19 Jul 2024)
-
- [FCA CF] Significant management (15 Aug 2022 to 17 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (13 Aug 2019 to 6 Oct 2020)
-
- (110)CF29 Significant management (15 Mar 2011 to 20 Aug 2014)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (110)CF29 Significant management at Tesco Personal Finance Limited