Brian Robertson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF10a CASS Oversight function (21 Oct 2011 to 3 Dec 2013)
    • CF1 Director (6 Dec 2010 to 30 Sep 2013)
    • CF3 Chief Executive (6 Dec 2010 to 30 Sep 2013)
    • Responsible for Insurance Mediation (6 Dec 2010 to 30 Sep 2013)
    • CF28 Systems and controls (1 Nov 2007 to 22 Feb 2011)
    • CF14 Risk Assessment (31 Dec 2004 to 31 Oct 2007)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • CF1 Director (6 Dec 2010 to 1 Sep 2014)
    • CF28 Systems and controls (1 Nov 2007 to 22 Feb 2011)
    • CF14 Risk Assessment (31 Dec 2004 to 31 Oct 2007)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF28 Systems and controls (5 Jul 2010 to 22 Feb 2011)
    • CF14 Risk Assessment (31 Dec 2004 to 20 Dec 2004)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF28 Systems and controls (1 Nov 2007 to 22 Feb 2011)
    • CF14 Risk Assessment (31 Dec 2004 to 31 Oct 2007)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • CF28 Systems and controls (1 Nov 2007 to 22 Feb 2011)
    • CF14 Risk Assessment (17 Jul 2006 to 31 Oct 2007)
  • InfraRed Capital Partners Limited (no longer approved here)

    FRN 195766

    • CF28 Systems and controls (1 Nov 2007 to 22 Feb 2011)
    • CF14 Risk Assessment (31 Dec 2004 to 31 Oct 2007)
  • Inceptum Insurance Company Limited (no longer approved here)

    FRN 203238

    • CF28 Systems and controls (1 Nov 2007 to 19 Dec 2011)
    • CF14 Risk Assessment (31 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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