Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF2 Chief Finance (14 Apr 2021 to 21 May 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (5 Jan 2021 to 6 Oct 2023)
- SMF1 Chief Executive (22 Dec 2017 to 21 Sep 2024)
- CF1 Director (20 Jan 2017 to 21 Dec 2018)
- CF3 Chief Executive (20 Jan 2017 to 21 Dec 2018)
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- CF29 Significant management (21 Nov 2013 to 6 Mar 2016)
- CF1 Director (AR) (5 Nov 2008 to 10 Oct 2011)
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- CF1 Director (21 Apr 2005 to 17 Apr 2008)
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- CF1 Director (29 Dec 2004 to 17 Apr 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.