Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • SMF1 Chief Executive (26 Aug 2021 to 9 Jun 2022)
    • SMF3 Executive Director (26 Aug 2021 to 9 Jun 2022)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Mar 2024)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 19 Oct 2020)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 31 Mar 2024)
    • CF2 Non Executive Director (15 May 2017 to 8 Dec 2019)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Dec 2023)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 31 Dec 2023)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (20 Oct 2014 to 6 Mar 2016)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • Director of firm who is not a certification employee or a SMF manager (17 Jul 2017 to 18 Jun 2020)
    • CF2 Non Executive Director (17 Jul 2015 to 6 Mar 2016)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • CF2 Non Executive Director (17 Jul 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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