Stephen James Lowery

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC INNOVATION BANK LIMITED

    FRN 543146

    • [FCA CF] Client dealing (since 11 Jul 2024)
    • [FCA CF] Manager of certification employee (since 11 Jul 2024)
    • [FCA CF] Material risk taker (since 1 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2022)
  • FROG CAPITAL LIMITED (no longer approved here)

    FRN 509967

    • CF1 Director (6 Feb 2013 to 18 Sep 2015)
    • CF30 Customer (9 Jul 2010 to 18 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

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