FROG CAPITAL LIMITED

Date authorised
1 April 2013
Companies House
06812490
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Douglas House
    131-151 Great Titchfield Street
    London
    Westminster
    W1W 5BB
    UNITED KINGDOM
    Phone
    +442078330555
    Web
    https://frogcapital.com

  • Complaints Contact

    Douglas House
    131-151 Great Titchfield Street
    London
    Westminster
    W1W 5BB
    UNITED KINGDOM
    Phone
    +442078330555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Beth Emily Perry Adamson

    IRN BXA00086

    • [FCA CF] Client dealing (15 Feb 2021 to 8 Apr 2025)
  • Daniel Joseph Charles Tarver

    IRN DJT01238

    • CF30 Customer (13 May 2014 to 14 Mar 2016)
  • David John Williams

    IRN DJW01220

    • CF30 Customer (4 Feb 2010 to 1 Jan 2017)
    • CF1 Director (4 Feb 2010 to 1 Jan 2017)
  • Fatemeh Shirin Dehghan

    IRN FSD01021

    • CF1 Director (9 Aug 2018 to 10 May 2019)
    • CF30 Customer (24 Feb 2018 to 8 Dec 2019)
  • Iyad Omari

    IRN IXO01045

    • CF1 Director (1 Feb 2013 to 11 Dec 2017)
    • CF30 Customer (4 Feb 2010 to 11 Dec 2017)
  • Jens Dueing

    IRN JXD01540

    • [FCA CF] Client dealing (21 Mar 2023 to 30 May 2025)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2025)
    • CF1 Director (7 May 2019 to 8 Dec 2019)
    • CF30 Customer (5 Mar 2013 to 8 Dec 2019)
  • Joanna Jayne Ernst

    IRN JJE01023

    • [FCA CF] Client dealing (10 May 2023 to 10 Feb 2025)
  • Joseph Paul Krancki

    IRN JPK01081

    • CF1 Director (21 Jun 2016 to 10 Oct 2017)
    • CF30 Customer (6 Mar 2013 to 31 Dec 2018)
  • Martin Sigurd Hauge

    IRN MSH01174

    • SMF3 Executive Director (9 Dec 2019 to 16 May 2024)
    • CF1 Director (8 Mar 2018 to 8 Dec 2019)
  • Robert Alexander Fitz-Gerald Shaw

    IRN RXS02481

    • CF11 Money Laundering Reporting (4 Nov 2013 to 19 Jun 2015)
    • CF10 Compliance Oversight (4 Nov 2013 to 19 Jun 2015)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.