Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 1 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2025)
    • SMF3 Executive Director (since 1 Aug 2025)
  • FROG CAPITAL LIMITED (no longer approved here)

    FRN 509967

    • [FCA CF] Client dealing (15 Feb 2021 to 8 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

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