FROG CAPITAL LIMITED

Date authorised
1 April 2013
Companies House
06812490
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Douglas House
    131-151 Great Titchfield Street
    London
    Westminster
    W1W 5BB
    UNITED KINGDOM
    Phone
    +442078330555
    Web
    https://frogcapital.com

  • Complaints Contact

    Douglas House
    131-151 Great Titchfield Street
    London
    Westminster
    W1W 5BB
    UNITED KINGDOM
    Phone
    +442078330555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Michael Reid

    IRN RMR01031

    • [FCA CF] Client dealing (since 21 Mar 2023)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Feb 2010 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2010 to 8 Dec 2019)
    • CF3 Chief Executive (4 Feb 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Feb 2010 to 18 Oct 2013)
    • CF10 Compliance Oversight (4 Feb 2010 to 18 Oct 2013)
  • Stephen James Lowery

    IRN SJL01284

    • CF1 Director (6 Feb 2013 to 18 Sep 2015)
    • CF30 Customer (9 Jul 2010 to 18 Sep 2015)
  • Steven Michael Dunne

    IRN SMD01060

    • [FCA CF] Client dealing (since 21 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Mar 2023)
    • [PRA CF] Key function holder (9 Dec 2019 to 16 Mar 2023)
    • CF1 Director (6 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (6 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Nov 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Nov 2015 to 8 Dec 2019)
  • Susan Joyce Bourne

    IRN SJB01530

    • CF30 Customer (4 Feb 2010 to 8 Dec 2019)
    • CF1 Director (4 Feb 2010 to 5 Jan 2016)
  • Susannah Elizabeth Nicklin

    IRN SEN01009

    • SMF9 Chair of the Governing Body (15 Aug 2024 to 1 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

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