Steven Michael Dunne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FROG CAPITAL LIMITED

    FRN 509967

    • [FCA CF] Client dealing (since 21 Mar 2023)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 16 Mar 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Mar 2023)
    • CF11 Money Laundering Reporting (6 Nov 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Nov 2015 to 8 Dec 2019)
    • CF1 Director (6 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (6 Nov 2015 to 8 Dec 2019)
  • Livingbridge EP LLP (no longer approved here)

    FRN 429087

    • CF30 Customer (1 Nov 2007 to 6 Nov 2007)
    • CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.