Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FROG CAPITAL LIMITED
FRN 509967
- [FCA CF] Client dealing (since 21 Mar 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF11 Money Laundering Reporting (4 Feb 2010 to 18 Oct 2013)
- CF30 Customer (4 Feb 2010 to 8 Dec 2019)
- CF3 Chief Executive (4 Feb 2010 to 8 Dec 2019)
- CF1 Director (4 Feb 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (4 Feb 2010 to 18 Oct 2013)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF27 Investment Management (1 Dec 2001 to 17 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.