Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Client dealing (since 2 Mar 2026)
- [FCA CF] Manager of certification employee (since 2 Mar 2026)
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Bank of Scotland plc
FRN 169628
- [FCA CF] Client dealing (since 2 Mar 2026)
- [FCA CF] Manager of certification employee (since 2 Mar 2026)
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- [FCA CF] Manager of certification employee (26 Jun 2024 to 15 May 2025)
- [FCA CF] Client dealing (26 Jun 2024 to 15 May 2025)
- CF30 Customer (6 Mar 2012 to 9 Oct 2015)
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- [FCA CF] Manager of certification employee (26 Jun 2024 to 15 May 2025)
- [FCA CF] Client dealing (26 Jun 2024 to 15 May 2025)
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- [FCA CF] Algorithmic trading (1 Aug 2022 to 3 Jan 2023)
- [FCA CF] Client dealing (1 Aug 2022 to 3 Jan 2023)
- [FCA CF] Manager of certification employee (1 Aug 2022 to 3 Jan 2023)
- [FCA CF] Material risk taker (1 Aug 2022 to 3 Jan 2023)
- [PRA CF] Managing a material risk taker (1 Aug 2022 to 3 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 3 Jan 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.