James Charles Cowles

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC INNOVATION BANK LIMITED

    FRN 543146

    • SMF10 Chair of the Risk Committee (since 1 Nov 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 30 Apr 2019)
    • CF3 Chief Executive (24 Apr 2012 to 18 Sep 2013)
    • CF1 Director (31 Mar 2009 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (22 Sep 2003 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 30 Apr 2019)
    • CF29 Significant management (29 Jul 2009 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 30 Apr 2019)
    • CF29 Significant management (1 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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