Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 17 Jan 2024)
- [FCA CF] Manager of certification employee (since 15 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Jul 2023)
- [FCA CF] Significant management (since 17 Jul 2023)
- [PRA CF] Managing a material risk taker (1 Jul 2018 to 8 Apr 2020)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 8 Apr 2020)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 31 May 2020)
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 12 Oct 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Jul 2023)
- [FCA CF] Significant management (since 17 Jul 2023)
- [FCA CF] Manager of certification employee (29 Apr 2016 to 8 Apr 2020)
- [PRA CF] Managing a material risk taker (29 Apr 2016 to 8 Apr 2020)
- [PRA CF] Significant risk taker or Material risk taker (29 Apr 2016 to 31 May 2020)
- CF21 Investment Adviser (30 Nov 2002 to 23 Oct 2006)
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- [PRA CF] Significant risk taker or Material risk taker (9 Aug 2024 to 11 Nov 2024)
- [FCA CF] Material risk taker (9 Aug 2024 to 11 Nov 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.