Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 17 Jan 2024)
    • [FCA CF] Manager of certification employee (since 15 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Jul 2023)
    • [FCA CF] Significant management (since 17 Jul 2023)
    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 8 Apr 2020)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 8 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 31 May 2020)
  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 12 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Jul 2023)
    • [FCA CF] Significant management (since 17 Jul 2023)
    • [FCA CF] Manager of certification employee (29 Apr 2016 to 8 Apr 2020)
    • [PRA CF] Managing a material risk taker (29 Apr 2016 to 8 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (29 Apr 2016 to 31 May 2020)
    • CF21 Investment Adviser (30 Nov 2002 to 23 Oct 2006)
  • HSBC INNOVATION BANK LIMITED (no longer approved here)

    FRN 543146

    • [PRA CF] Significant risk taker or Material risk taker (9 Aug 2024 to 11 Nov 2024)
    • [FCA CF] Material risk taker (9 Aug 2024 to 11 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

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