Emma Stephens

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 6 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Jan 2025)
    • [FCA CF] Manager of certification employee (7 Apr 2025 to 11 Apr 2025)
    • [PRA CF] Managing a material risk taker (17 Feb 2025 to 22 Jan 2026)
  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Significant management (since 6 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Jan 2025)
    • [FCA CF] Manager of certification employee (7 Apr 2025 to 11 Apr 2025)
    • [PRA CF] Managing a material risk taker (17 Feb 2025 to 22 Jan 2026)
  • HSBC INNOVATION BANK LIMITED

    FRN 543146

    • SMF4 Chief Risk (since 5 Mar 2025)
    • [PRA CF] Managing a material risk taker (18 Apr 2024 to 5 Mar 2025)
    • [FCA CF] Manager of certification employee (18 Apr 2024 to 5 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 5 Mar 2025)
    • [FCA CF] Material risk taker (1 Aug 2022 to 5 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

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