Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 25 Jul 2023)
    • [FCA CF] Client dealing (since 25 Jul 2023)
    • [FCA CF] Client dealing (since 1 Aug 2022)
    • [FCA CF] Material risk taker (1 Aug 2022 to 1 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 1 Jan 2024)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • [FCA CF] Client dealing (29 Aug 2018 to 28 Feb 2019)
    • CF30 Customer (30 Nov 2015 to 6 Mar 2016)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (246)CF30 Customer (14 Nov 2017 to 23 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (246)CF30 Customer at Novate Global Markets Limited