Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 25 Jul 2023)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Client dealing (since 25 Jul 2023)
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HSBC INNOVATION BANK LIMITED
FRN 543146
- [FCA CF] Client dealing (since 1 Aug 2022)
- [FCA CF] Material risk taker (1 Aug 2022 to 1 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 1 Jan 2024)
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- [FCA CF] Client dealing (29 Aug 2018 to 28 Feb 2019)
- CF30 Customer (30 Nov 2015 to 6 Mar 2016)
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- (246)CF30 Customer (14 Nov 2017 to 23 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (246)CF30 Customer at Novate Global Markets Limited