Peter Andrew Baum

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Talbot Capital Ltd (no longer approved here)

    FRN 489839

    • CF30 Customer (8 Dec 2016 to 20 Jun 2017)
  • Naisbitt King Asset Management Limited (no longer approved here)

    FRN 733895

    • CF30 Customer (12 Jul 2016 to 8 Dec 2019)
  • Hay Hill Wealth Management Limited (no longer approved here)

    FRN 453682

    • CF30 Customer (3 Jul 2013 to 7 Sep 2016)
    • CF1 Director (29 Nov 2010 to 14 Dec 2012)
    • CF27 Investment Management (10 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Aug 2006 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.