Naisbitt King Asset Management Limited

Date authorised
12 July 2016
Companies House
09922315
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Naisbitt King Ltd
    3 Laurence Pountney Hill
    London
    City Of London
    EC4R 0EU
    UNITED KINGDOM
    Phone
    +442074488008
    Web
    https://www.naisbittking.com

  • Complaints Contact

    Naisbitt King Ltd
    3 Laurence Pountney Hill
    London
    City Of London
    EC4R 0EU
    UNITED KINGDOM
    Phone
    +442074488008

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair John Naisbitt King

    IRN AXK01362

    • CF3 Chief Executive (AR) (since 10 Feb 2022)
    • CF1 Director (AR) (since 10 Feb 2022)
    • CF30 Customer (since 10 Feb 2022)
    • SMF1 (AR) Chief Executive function (since 10 Feb 2022)
    • [FCA CF] Client dealing (since 14 Sep 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (12 Jul 2016 to 8 Dec 2019)
    • CF3 Chief Executive (12 Jul 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jul 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Jul 2016 to 8 Dec 2019)
    • CF1 Director (12 Jul 2016 to 8 Dec 2019)
  • Corinne Wendy Lee

    IRN CWL01042

    • CF1 Director (AR) (since 23 Nov 2021)
    • [FCA CF] Client dealing (since 14 Sep 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (21 May 2018 to 8 Dec 2019)
  • Harish Parameswar

    IRN HXP01515

    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
  • Paul Alexander Hawkins

    IRN PAH01139

    • [FCA CF] Client dealing (8 Sep 2021 to 26 Jun 2024)
  • Peter Andrew Baum

    IRN PAB01168

    • CF30 Customer (12 Jul 2016 to 8 Dec 2019)
  • Ranveer Sharma

    IRN RXS03243

    • CF30 Customer (11 Nov 2016 to 8 Dec 2019)
  • Trevor John Howard Cooper

    IRN TJC01077

    • CF1 Director (AR) (since 4 Apr 2022)
    • [FCA CF] Client dealing (since 14 Sep 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (12 Jul 2016 to 8 Dec 2019)
  • Zinzan Hunter

    IRN ZXH00074

    • [FCA CF] Client dealing (since 1 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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