Alastair John Naisbitt King

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SLATER INVESTMENTS LIMITED

    FRN 165999

    • Director of firm who is not a certification employee or a SMF manager (since 26 Nov 2025)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Nov 2024)
    • CF2 Non Executive Director (22 Oct 2019 to 8 Dec 2019)
  • Naisbitt King Asset Management Limited

    FRN 733895

    • CF1 Director (AR) (since 10 Feb 2022)
    • SMF1 (AR) Chief Executive function (since 10 Feb 2022)
    • CF30 Customer (since 10 Feb 2022)
    • CF3 Chief Executive (AR) (since 10 Feb 2022)
    • [FCA CF] Client dealing (since 14 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (12 Jul 2016 to 8 Dec 2019)
    • CF3 Chief Executive (12 Jul 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (12 Jul 2016 to 8 Dec 2019)
    • CF1 Director (12 Jul 2016 to 8 Dec 2019)
  • Talbot Capital Ltd

    FRN 489839

    • SMF9 Chair of the Governing Body (since 3 Feb 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2020)
    • CF1 Director (18 Apr 2017 to 8 Dec 2019)
    • CF10a CASS Oversight function (18 Apr 2017 to 3 Jan 2019)
  • Hay Hill Wealth Management Limited (no longer approved here)

    FRN 453682

    • CF3 Chief Executive (AR) (27 Apr 2016 to 30 Sep 2016)
    • CF1 Director (AR) (27 Apr 2016 to 30 Sep 2016)
    • CF28 Systems and controls (10 Jun 2013 to 30 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2016)
    • CF21 Investment Adviser (19 Dec 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (10 Aug 2006 to 10 Sep 2008)
    • CF1 Director (10 Aug 2006 to 30 Sep 2016)
    • CF11 Money Laundering Reporting (10 Aug 2006 to 10 Sep 2008)
    • CF3 Chief Executive (10 Aug 2006 to 30 Sep 2016)
    • CF8 Apportionment and Oversight (10 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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