Ross John Topham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MOUNT CAPITAL LIMITED

    FRN 228524

    • SMF16 Compliance Oversight (since 21 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Sep 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Sep 2023)
    • CF10 Compliance Oversight (12 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Oct 2016 to 8 Dec 2019)
    • CF28 Systems and controls (27 Jan 2015 to 8 Dec 2019)
  • Hay Hill Wealth Management Limited (no longer approved here)

    FRN 453682

    • CF1 Director (4 Jul 2012 to 30 May 2013)
    • CF10 Compliance Oversight (18 Apr 2012 to 30 May 2013)
    • CF28 Systems and controls (19 Feb 2011 to 30 May 2013)
    • CF11 Money Laundering Reporting (10 Sep 2008 to 5 Oct 2009)
    • CF30 Customer (10 Sep 2008 to 30 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.