Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (1 Aug 2017 to 24 Oct 2018)
- CF10 Compliance Oversight (1 Aug 2017 to 11 Sep 2018)
- CF11 Money Laundering Reporting (1 Aug 2017 to 11 Sep 2018)
- CF30 Customer (1 Aug 2017 to 24 Oct 2018)
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- CF30 Customer (23 Feb 2016 to 20 Jun 2016)
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- CF30 Customer (1 Dec 2013 to 14 Jan 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.