P M Investment Services Limited

Date authorised
1 August 2017
Companies House
10161890
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Skindles Reach
    Mill Lane
    Taplow
    Maidenhead
    SL6 0AG
    UNITED KINGDOM
    Phone
    +447879641164
    Web
    https://www.pmfo.global

  • Complaints Contact

    2 Skindles Reach
    Mill Lane
    Taplow
    Maidenhead
    SL6 0AG
    UNITED KINGDOM
    Phone
    +447879641164

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Avril Chisholm Millar

    IRN ACM00073

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2020)
    • CF11 Money Laundering Reporting (1 Oct 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2018 to 8 Dec 2019)
  • David Simon Alexander

    IRN DSA00002

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Jan 2024)
    • SMF16 Compliance Oversight (since 4 Jan 2024)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Aug 2017 to 30 Sep 2018)
    • CF3 Chief Executive (1 Aug 2017 to 8 Dec 2019)
    • CF1 Director (1 Aug 2017 to 8 Dec 2019)
  • Gillian Ann Dixon

    IRN GAD01088

    • SMF16 Compliance Oversight (15 Nov 2022 to 7 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Nov 2022 to 7 Aug 2023)
  • Rebecca Edita Bettany

    IRN REC01049

    • CF10 Compliance Oversight (1 Aug 2017 to 11 Sep 2018)
    • CF11 Money Laundering Reporting (1 Aug 2017 to 11 Sep 2018)
    • CF30 Customer (1 Aug 2017 to 24 Oct 2018)
    • CF1 Director (1 Aug 2017 to 24 Oct 2018)
  • Sarah Helen Forrest

    IRN SHF01035

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Apr 2021 to 30 Sep 2022)
    • SMF16 Compliance Oversight (9 Apr 2021 to 30 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

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