Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • P M Investment Services Limited (no longer approved here)

    FRN 772846

    • SMF16 Compliance Oversight (9 Apr 2021 to 30 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Apr 2021 to 30 Sep 2022)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • CF2 Non Executive Director (16 Jul 2019 to 8 Dec 2019)
  • Savills Investment Management (UK) Limited (no longer approved here)

    FRN 193863

    • CF10 Compliance Oversight (25 Jul 2018 to 25 Jan 2019)
    • CF11 Money Laundering Reporting (25 Jul 2018 to 25 Jan 2019)
  • Savills Investment Management LLP (no longer approved here)

    FRN 615368

    • CF11 Money Laundering Reporting (25 Jul 2018 to 25 Jan 2019)
    • CF10 Compliance Oversight (25 Jul 2018 to 25 Jan 2019)
  • CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119281

    • CF11 Money Laundering Reporting (14 Aug 2015 to 31 Jan 2018)
    • CF28 Systems and controls (14 Aug 2015 to 31 Jan 2018)
    • CF10 Compliance Oversight (14 Aug 2015 to 31 Jan 2018)
  • CCLA Fund Managers Limited (no longer approved here)

    FRN 611707

    • CF10 Compliance Oversight (14 Aug 2015 to 31 Jan 2018)
    • CF11 Money Laundering Reporting (14 Aug 2015 to 31 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.