Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Apr 2021 to 30 Sep 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Apr 2021 to 30 Sep 2022)
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- CF2 Non Executive Director (16 Jul 2019 to 8 Dec 2019)
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- CF10 Compliance Oversight (25 Jul 2018 to 25 Jan 2019)
- CF11 Money Laundering Reporting (25 Jul 2018 to 25 Jan 2019)
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- CF11 Money Laundering Reporting (25 Jul 2018 to 25 Jan 2019)
- CF10 Compliance Oversight (25 Jul 2018 to 25 Jan 2019)
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- CF11 Money Laundering Reporting (14 Aug 2015 to 31 Jan 2018)
- CF28 Systems and controls (14 Aug 2015 to 31 Jan 2018)
- CF10 Compliance Oversight (14 Aug 2015 to 31 Jan 2018)
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- CF10 Compliance Oversight (14 Aug 2015 to 31 Jan 2018)
- CF11 Money Laundering Reporting (14 Aug 2015 to 31 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.