john ROBERT Marsden

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Innvotec Limited

    FRN 122365

    • SMF16 Compliance Oversight (since 22 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Oct 2020)
    • CF10 Compliance Oversight (12 Sep 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (14 Sep 2015 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (8 May 2003 to 31 Oct 2007)
    • CF27 Investment Management (8 May 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jan 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CROWD FOR ANGELS (UK) LIMITED (no longer approved here)

    FRN 176508

    • CF11 Money Laundering Reporting (15 Nov 2012 to 26 Sep 2015)
    • CF10 Compliance Oversight (27 Jan 2004 to 20 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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