Alan Mawson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarendon Fund Managers Ltd (no longer approved here)

    FRN 224974

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (26 Aug 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (26 Aug 2003 to 31 Oct 2007)
    • CF3 Chief Executive (26 Aug 2003 to 8 Dec 2019)
    • CF27 Investment Management (26 Aug 2003 to 31 Oct 2007)
  • WhiteRock Capital Partners LLP (no longer approved here)

    FRN 597977

    • SMF27 Partner (9 Dec 2019 to 14 Aug 2020)
    • CF4 Partner (8 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (8 Nov 2013 to 8 Dec 2019)
  • Innvotec Limited (no longer approved here)

    FRN 122365

    • CF30 Customer (1 Nov 2007 to 31 Oct 2012)
    • CF27 Investment Management (8 Mar 2002 to 31 Oct 2007)
    • CF1 Director (8 Mar 2002 to 31 Oct 2012)
  • Northstar Ventures Limited (no longer approved here)

    FRN 409325

    • CF2 Non Executive Director (17 Dec 2004 to 13 May 2008)
  • YFM Private Equity Limited (no longer approved here)

    FRN 122120

    • CF27 Investment Management (22 Mar 2002 to 7 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.