YFM Private Equity Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Adam Mark Richard Hart
IRN AXH00554
- [FCA CF] Client dealing (since 1 Aug 2021)
Adam Raymond Milner
IRN AXM00859
- [FCA CF] Client dealing (since 9 Dec 2025)
Alan Frederick Davies
IRN AFD01017
- CF28 Systems and controls (1 Nov 2007 to 5 Jan 2009)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 5 Jan 2009)
Alan Mawson
IRN AXM01747
- CF27 Investment Management (22 Mar 2002 to 7 Nov 2003)
Alexander Neale
IRN AXN00504
- [FCA CF] Client dealing (since 30 Mar 2026)
Alice Mary Thorva Chapman
IRN AMC01075
- CF27 Investment Management (29 Jan 2003 to 31 Oct 2004)
Alison Jane Briggs
IRN AJD01199
- CF30 Customer (1 Nov 2007 to 30 Jul 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Alison Stevens
IRN AXS02530
- CF30 Customer (21 Jul 2008 to 31 Jul 2009)
Andrew Michael Maynard
IRN AMM01148
- CF27 Investment Management (1 Dec 2001 to 31 Dec 2004)
Andrew Stephen Wright
IRN ASW01117
- CF30 Customer (12 Nov 2009 to 28 Feb 2010)

Smaller firms operating under this firm's FCA authorisation.

Anthony Edward Williams (no longer appointed)
FRN 224635 · Appointed 28 Apr 2003 · Until 1 Nov 2004
Robert Whitaker (no longer appointed)
FRN 224634 · Appointed 28 Apr 2003 · Until 1 Nov 2004
Clarendon Fun Managers Limited (no longer appointed)
FRN 211347 · Appointed 23 Apr 2002 · Until 18 Sep 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.