Clarendon Fund Managers Ltd

Date authorised
1 April 2013
Companies House
03525474
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    Craig Plaza
    51 Fountain Street
    Belfast
    BT1 5EA
    UNITED KINGDOM
    Phone
    +4402890326465
    Web
    https://www.clarendon-fm.co.uk

  • Complaints Contact

    5th Floor
    Craig Plaza
    51 Fountain Street
    Belfast
    BT1 5EA
    UNITED KINGDOM
    Phone
    +4402890326465

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Yorkshire Fund Managers Limited

    IRN CCY01004

    • CF4 Partner (26 Aug 2003 to 26 Aug 2003)
  • Alan Frederick Davies

    IRN AFD01017

    • CF2 Non Executive Director (26 Aug 2003 to 10 Nov 2017)
  • Alan Mawson

    IRN AXM01747

    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (26 Aug 2003 to 31 Oct 2007)
    • CF1 Director (26 Aug 2003 to 8 Dec 2019)
    • CF3 Chief Executive (26 Aug 2003 to 8 Dec 2019)
    • CF27 Investment Management (26 Aug 2003 to 31 Oct 2007)
  • Christopher Joseph Trotter

    IRN CXT00433

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2024)
  • Claudine Owens

    IRN CXO00179

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jack Langan

    IRN JXL00958

    • [FCA CF] Client dealing (since 1 Dec 2024)
  • James Paul Curran

    IRN JPC01170

    • SMF3 Executive Director (since 16 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (11 Jan 2005 to 31 Oct 2007)
  • Jill Denise Mary Wilson

    IRN JXW01391

    • [FCA CF] Client dealing (since 1 Jun 2024)
  • Matthew Joseph Ward

    IRN MXW00992

    • [FCA CF] Client dealing (since 17 Jun 2024)
  • Neil Walter Cochrane Simms

    IRN NWS01024

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (30 Nov 2004 to 31 Oct 2007)
    • CF1 Director (26 Aug 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Aug 2003 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Aug 2003 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.