Clarendon Fund Managers Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Philip Simon Cammerman
IRN PSC01034
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (26 Aug 2003 to 31 Oct 2007)
- CF1 Director (26 Aug 2003 to 8 Dec 2019)
Robert Andrew Brian Cummings
IRN RAC01213
- SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (13 Oct 2014 to 8 Dec 2019)
- CF30 Customer (13 Oct 2014 to 8 Dec 2019)
Robert William McGowan-Smyth
IRN RWM01089
- CF30 Customer (1 Nov 2007 to 10 Nov 2017)
- CF27 Investment Management (2 Jun 2005 to 31 Oct 2007)
Shauna Niamh Leonard
IRN SXL00868
- [FCA CF] Client dealing (since 1 Jun 2024)
Sian Caroline McGuire
IRN SXM01570
- [FCA CF] Client dealing (since 1 Jul 2021)
Stuart Montgomery Gaffikin
IRN SXG00703
- [FCA CF] Client dealing (since 9 Dec 2019)
Thomas Joseph Damien Callaghan
IRN TXC00049
- SMF9 Chair of the Governing Body (since 16 Dec 2020)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.