Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (26 Aug 2003 to 31 Oct 2007)
- CF1 Director (26 Aug 2003 to 8 Dec 2019)
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- CF2 Non Executive Director (20 Dec 2018 to 8 Dec 2019)
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- CF2 Non Executive Director (3 Nov 2014 to 1 Jul 2015)
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- CF30 Customer (1 Nov 2007 to 3 Apr 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 7 Nov 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 7 Nov 2003)
- CF1 Director (1 Dec 2001 to 3 Apr 2008)
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- CF2 Non Executive Director (1 Dec 2001 to 5 Apr 2002)
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- CF27 Investment Management (1 Dec 2001 to 13 Mar 2006)
- CF2 Non Executive Director (1 Dec 2001 to 13 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.