MONOGRAM CAPITAL MANAGEMENT LTD

Date authorised
20 December 2018
Companies House
11187498
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Stratford Place
    London
    W1C 1AX
    UNITED KINGDOM
    Phone
    +447711128457

  • Complaints Contact

    Meon House
    Stratford Road
    Mickleton
    Chipping Campden
    Gloucestershire
    GL55 6SU
    UNITED KINGDOM
    Phone
    +447711128457

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan David Ewart

    IRN ADE01046

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (20 Dec 2018 to 8 Dec 2019)
  • Charles Alfred Richard Gillams

    IRN CAG01065

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (20 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Dec 2018 to 8 Dec 2019)
    • CF3 Chief Executive (20 Dec 2018 to 8 Dec 2019)
  • Ciaran Mulhall

    IRN CXM02754

    • CF30 Customer (18 Jan 2019 to 31 Dec 2020)
  • David Mortimer Man

    IRN DMM01105

    • CF30 Customer (20 Dec 2018 to 28 Feb 2019)
  • Howard David Jones

    IRN HDJ01005

    • CF30 Customer (20 Dec 2018 to 8 Dec 2019)
  • Martin Steven Mark Lamb

    IRN MSL01057

    • SMF3 Executive Director (9 Dec 2019 to 7 Jan 2025)
    • CF1 Director (20 Dec 2018 to 8 Dec 2019)
  • Naveen Mohamed Ayyaril

    IRN NXA00336

    • SMF3 Executive Director (since 21 May 2024)
  • Peter Charles Nicholson

    IRN PCN01022

    • CF2 Non Executive Director (20 Dec 2018 to 8 Dec 2019)
  • Philip Simon Cammerman

    IRN PSC01034

    • CF2 Non Executive Director (20 Dec 2018 to 8 Dec 2019)
  • Stewart Richardson

    IRN SDR01040

    • CF30 Customer (20 Dec 2018 to 9 Jan 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.