Date authorised
1 April 2013
Companies House
03818199
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Otway House
    34 Spalding Road
    Pinchbeck
    Spalding
    PE11 3UD
    UNITED KINGDOM
    Phone
    +4401162388200
  • Complaints Contact

    Otway House
    34 Spalding Road
    Pinchbeck
    Spalding
    PE11 3UD
    UNITED KINGDOM
    Phone
    +4401162388200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Alexis Bolt

    IRN BAB01053

    • CF30 Customer (21 Jul 2010 to 20 Apr 2012)
  • Caroline Inez Green

    IRN CIG01009

    • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
    • CF27 Investment Management (24 Mar 2006 to 31 Oct 2007)
  • Clive James Austin

    IRN CJA01067

    • CF1 Director (1 Jun 2005 to 23 Mar 2007)
    • CF27 Investment Management (19 Apr 2005 to 23 Mar 2007)
  • Corinne Elaine Lawrence

    IRN CXL00062

    • [FCA CF] Material risk taker (since 31 Mar 2020)
  • David John Lambert

    IRN DJL01174

    • CF30 Customer (1 Nov 2007 to 30 Apr 2012)
    • CF27 Investment Management (2 Mar 2006 to 31 Oct 2007)
    • CF2 Non Executive Director (2 Mar 2006 to 30 Apr 2012)
  • Duncan Buchanan Cameron

    IRN DBC01042

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10a CASS Oversight function (10 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Apr 2018 to 8 Dec 2019)
    • CF1 Director (27 Jan 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (25 Jan 2007 to 31 Oct 2007)
  • EDWARD ASTON WASS

    IRN EAW01051

    • CF1 Director (28 Mar 2014 to 18 Aug 2017)
    • CF10a CASS Oversight function (25 Jun 2013 to 18 Aug 2017)
    • CF10 Compliance Oversight (25 Jun 2013 to 18 Aug 2017)
    • CF11 Money Laundering Reporting (25 Jun 2013 to 18 Aug 2017)
    • CF30 Customer (24 Jun 2010 to 18 Aug 2017)
  • Emma Victoria Johnson

    IRN EXJ00018

    • [FCA CF] Client dealing (31 Mar 2020 to 9 Sep 2021)
  • Gareth Edward King

    IRN GXK00038

    • [FCA CF] Client dealing (since 31 Mar 2020)
  • Graham Nigel Mold

    IRN GNM01018

    • CF30 Customer (1 Nov 2007 to 26 Sep 2013)
    • CF27 Investment Management (24 Dec 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 26 Sep 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.