Clive James Austin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gresham House Asset Management Limited

    FRN 682776

    • [FCA CF] Material risk taker (since 29 Feb 2024)
    • [FCA CF] Client dealing (since 20 Dec 2021)
    • [FCA CF] Manager of certification employee (since 20 Dec 2021)
  • Mobeus Equity Partners LLP (no longer approved here)

    FRN 456538

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
    • CF4 Partner (1 Jul 2017 to 9 Dec 2019)
    • CF30 Customer (30 Jun 2016 to 8 Dec 2019)
  • Triple Point Investment Management LLP (no longer approved here)

    FRN 456597

    • CF4 Partner (25 Oct 2006 to 31 Oct 2007)
    • CF27 Investment Management (25 Oct 2006 to 31 Oct 2007)
  • Catapult Venture Managers Limited (no longer approved here)

    FRN 191949

    • CF1 Director (1 Jun 2005 to 23 Mar 2007)
    • CF27 Investment Management (19 Apr 2005 to 23 Mar 2007)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF27 Investment Management (1 Dec 2001 to 18 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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