Gresham House Asset Management Limited

• Principal Place of Business

  Gresham House

  80 Cheapside

  London

  City Of London

  EC2V 6EE

  UNITED KINGDOM

  Phone

  +442038376270

  Web

  https://www.greshamhouse.com

• Complaints Contact

  Gresham House

  80 Cheapside

  London

  City Of London

  EC2V 6EE

  UNITED KINGDOM

  Phone

  +4402039030571

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam McLean

  IRN AXM00657

  • [FCA CF] Client dealing (since 31 Jul 2023)
  • [FCA CF] Material risk taker (since 12 Mar 2021)
• Adam Murtaza Khanbhai

  IRN AMK01151

  • [FCA CF] Material risk taker (12 Mar 2021 to 25 May 2022)
• Adrian Willetts

  IRN AXW01408

  • [FCA CF] Client dealing (since 18 Mar 2024)
• Ainel Segizbayeva

  IRN AXS05131

  • [FCA CF] Significant management (since 13 Feb 2024)
• Alasdair Bruce Vaughan Francis

  IRN FXA01394

  • CF30 Customer (28 Nov 2018 to 8 Dec 2019)
• Alastair Nicholas Gray Leather

  IRN ANL01023

  • [FCA CF] Client dealing (14 Aug 2023 to 23 Jun 2025)
• Alejandro Miguel Pilato

  IRN AXP01398

  • SMF3 Executive Director (21 Sep 2020 to 12 Jun 2023)
• Alex Yanitsky

  IRN AXY00143

  • [FCA CF] Client dealing (since 20 Jun 2025)
• Alistair Scott Wardell

  IRN ASW01098

  • [FCA CF] Material risk taker (12 Mar 2021 to 31 Jan 2024)
• Amber Lily Stone-Brown

  IRN AXS01319

  • [FCA CF] Client dealing (11 Nov 2022 to 10 Jul 2023)

• GH Strategic Public Equity JV Co Limited (no longer appointed)

  FRN 845216 · Appointed 2 Jul 2019 · Until 10 Dec 2020 · Tied agent

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