Gresham House Asset Management Limited

• Principal Place of Business

  Gresham House

  80 Cheapside

  London

  City Of London

  EC2V 6EE

  UNITED KINGDOM

  Phone

  +442038376270

  Web

  https://www.greshamhouse.com

• Complaints Contact

  Gresham House

  80 Cheapside

  London

  City Of London

  EC2V 6EE

  UNITED KINGDOM

  Phone

  +4402039030571

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Derek Hampshire

  IRN ADH01183

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (21 Apr 2017 to 8 Dec 2019)
• Andrew Gibb

  IRN AXG02736

  • [FCA CF] Client dealing (since 12 Mar 2021)
• Anthony Charles Crosbie Dawson

  IRN AXC00506

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • [FCA CF] Material risk taker (12 Mar 2021 to 27 Mar 2024)
• Anthony Charles Crosbie Dawson

  IRN ACC01161

  • CF30 Customer (5 Dec 2018 to 8 Dec 2019)
• Anthony Lionel Dalwood

  IRN ALD01028

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (AR) (29 Jul 2019 to 7 Dec 2020)
  • CF1 Director (6 Nov 2015 to 8 Dec 2019)
  • CF3 Chief Executive (6 Nov 2015 to 7 Nov 2016)
  • CF30 Customer (6 Nov 2015 to 9 Dec 2020)
• Antony Charles Samuel Sweet

  IRN ACS01243

  • CF30 Customer (15 Mar 2017 to 21 May 2018)
• Benjamin Fry

  IRN BXF01193

  • [FCA CF] Client dealing (8 Nov 2023 to 23 Jan 2025)
  • [FCA CF] Material risk taker (8 Nov 2023 to 16 Feb 2026)
  • [FCA CF] Manager of certification employee (8 Nov 2023 to 23 Jan 2025)
• Benjamin Jack Faulkner

  IRN BXF00088

  • [FCA CF] Client dealing (9 Oct 2023 to 17 Jun 2024)
• Benjamin James Ernest Guest

  IRN BJG01035

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (5 Feb 2018 to 8 Dec 2019)
  • CF1 Director (5 Feb 2018 to 8 Dec 2019)
• Benjamin Trevor Gunnee

  IRN BTG01009

  • SMF3 Executive Director (5 Sep 2024 to 27 Nov 2025)

• GH Strategic Public Equity JV Co Limited (no longer appointed)

  FRN 845216 · Appointed 2 Jul 2019 · Until 10 Dec 2020 · Tied agent

No changes recorded yet.