Benjamin Trevor Gunnee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gresham House Asset Management Limited (no longer approved here)
FRN 682776
- SMF3 Executive Director (5 Sep 2024 to 27 Nov 2025)
Cambridge Associates Limited (no longer approved here)
FRN 474331
- [FCA CF] Client dealing (1 Feb 2021 to 25 May 2023)
Mercer Limited (no longer approved here)
FRN 121935
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (4 Sep 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Oct 2002 to 4 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.