Cambridge Associates Limited

• Principal Place of Business

  62 Buckingham Gate

  London

  SW1E 6AJ

  UNITED KINGDOM

  Phone

  +4407553417605

  Web

  https://www.cambridgeassociates.com

• Complaints Contact

  62 Buckingham Gate

  London

  SW1E 6AJ

  UNITED KINGDOM

  Phone

  +4402075922275

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Drew McKay

  IRN ADM01293

  • CF30 Customer (25 Oct 2016 to 3 Apr 2019)
• Aaron Shea Costello

  IRN AXC00226

  • [FCA CF] Manager of certification employee (1 Feb 2021 to 31 Jan 2022)
• Adam Barber

  IRN AXB04113

  • [FCA CF] Client dealing (since 19 Aug 2024)
  • [FCA CF] Client dealing (1 Feb 2021 to 25 May 2023)
• Adam Taduesz Dariusz Zwierzynski Sassenhagen

  IRN AXS01095

  • [FCA CF] Client dealing (31 Mar 2022 to 25 May 2023)
• Adrian Dominic Worth

  IRN ADW01164

  • CF30 Customer (5 Mar 2015 to 14 Jul 2015)
• Adrian Koyah Omar

  IRN AXO00092

  • [FCA CF] Manager of certification employee (3 Dec 2021 to 28 Apr 2023)
  • [FCA CF] Client dealing (3 Dec 2021 to 28 Apr 2023)
• Alberto Miazzi

  IRN AXM02668

  • [FCA CF] Client dealing (since 1 Feb 2026)
• Alexander Jozef Hartman Shivananda

  IRN AJS01426

  • [FCA CF] Manager of certification employee (26 Aug 2021 to 25 May 2023)
• Alexander Koriath

  IRN AXK01726

  • SMF9 Chair of the Governing Body (since 23 Dec 2024)
  • SMF3 Executive Director (since 5 Nov 2024)
  • [FCA CF] Client dealing (since 1 Feb 2021)
  • [FCA CF] Manager of certification employee (1 Feb 2021 to 5 Nov 2024)
  • [FCA CF] Material risk taker (1 Feb 2021 to 5 Nov 2024)
  • CF30 Customer (15 Aug 2014 to 8 Dec 2019)
• Alexander Pekker

  IRN AXP03065

  • CF30 Customer (24 May 2018 to 8 Dec 2019)

No changes recorded yet.