Date authorised
1 April 2013
Companies House
06135829
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    62 Buckingham Gate
    London
    SW1E 6AJ
    UNITED KINGDOM
    Phone
    +4407553417605
  • Complaints Contact

    62 Buckingham Gate
    London
    SW1E 6AJ
    UNITED KINGDOM
    Phone
    +4402075922275

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Richard Kershaw

    IRN ARK01042

    • CF3 Chief Executive (3 Jan 2013 to 9 Apr 2014)
    • CF11 Money Laundering Reporting (3 Jan 2013 to 1 Oct 2014)
    • CF30 Customer (2 Jan 2008 to 3 Apr 2018)
  • Ali Hijazi

    IRN AXH01347

    • CF30 Customer (24 Jan 2008 to 11 Apr 2008)
  • Ana Grahovac

    IRN AXG02844

    • CF30 Customer (3 May 2018 to 8 Dec 2019)
  • Andre Mehta

    IRN AXM00351

    • [FCA CF] Manager of certification employee (1 Feb 2021 to 25 May 2023)
    • [FCA CF] Client dealing (1 Feb 2021 to 30 Apr 2024)
  • Andrea O'Toole Auerbach

    IRN AXA00157

    • [FCA CF] Manager of certification employee (1 Feb 2021 to 25 May 2023)
  • Andrew Mark Maclean

    IRN AMM01244

    • CF30 Customer (25 Jan 2008 to 8 Dec 2019)
  • André Harishchandra Mehta

    IRN AHM01116

    • CF30 Customer (2 Sep 2011 to 2 Mar 2016)
  • Anirudh Khatri

    IRN AXK01740

    • CF30 Customer (23 Apr 2012 to 8 Sep 2015)
  • Annachiara Marcandalli

    IRN AXM01441

    • SMF3 Executive Director (since 16 Dec 2024)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 31 Dec 2021)
    • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
  • Anouk Carina Hanna Van Der Boor

    IRN ACV01019

    • [FCA CF] Client dealing (1 Feb 2021 to 30 Jun 2022)
    • CF30 Customer (25 Jan 2008 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.