Date authorised
1 April 2013
Companies House
OC320577
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    One Babmaes Street
    London
    SW1Y 6HF
    UNITED KINGDOM
    Phone
    +4402070247600
  • Complaints Contact

    1st Floor
    One Babmaes Street
    London
    SW1Y 6HF
    UNITED KINGDOM
    Phone
    +4402070247600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amaad Mahmood

    IRN AXM13152

    • CF30 Customer (3 Apr 2019 to 8 Dec 2019)
  • Amit Hindocha

    IRN AXH02957

    • CF30 Customer (9 May 2016 to 8 Dec 2019)
  • Ashley Dan Broomberg

    IRN ADB01125

    • [FCA CF] Client dealing (since 1 Nov 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (23 Oct 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)
  • Christopher Charles Price

    IRN CCP01037

    • SMF27 Partner (since 24 Dec 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF4 Partner (16 Jul 2015 to 9 Dec 2019)
    • CF30 Customer (12 Feb 2010 to 8 Dec 2019)
  • Christopher James Merry

    IRN CJM01354

    • CF4 Partner (1 Aug 2008 to 9 Jun 2011)
  • Christopher Paul Schutzer-Weissmann

    IRN CXS00913

    • [FCA CF] Client dealing (since 19 Sep 2024)
  • Clive James Austin

    IRN CJA01067

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
    • CF4 Partner (1 Jul 2017 to 9 Dec 2019)
    • CF30 Customer (30 Jun 2016 to 8 Dec 2019)
  • DANIELLE PATRICIA GARLAND

    IRN DPG01080

    • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2022)
    • CF30 Customer (12 Oct 2016 to 8 Dec 2019)
  • David John Coulson

    IRN DJC01260

    • CF4 Partner (23 Oct 2006 to 21 Aug 2008)
  • David John George Royds

    IRN DJR01140

    • CF4 Partner (23 Oct 2006 to 2 Jul 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.