Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coniston Capital Management LLP
FRN 982498
- SMF16 Compliance Oversight (since 9 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Sep 2024)
- [FCA CF] Client dealing (since 12 May 2023)
- SMF27 Partner (since 12 May 2023)
- SMF16 Compliance Oversight (12 May 2023 to 20 Mar 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (12 May 2023 to 20 Mar 2024)
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- [FCA CF] Client dealing (16 Apr 2023 to 11 May 2023)
- CF4 Partner (AR) (23 Jul 2021 to 11 May 2023)
- CF30 Customer (23 Jul 2021 to 11 May 2023)
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- Employed By (23 Jul 2021 to 11 May 2023)
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- CF30 Customer (9 May 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.