Date authorised
1 April 2013
Companies House
OC320577
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    One Babmaes Street
    London
    SW1Y 6HF
    UNITED KINGDOM
    Phone
    +4402070247600
  • Complaints Contact

    1st Floor
    One Babmaes Street
    London
    SW1Y 6HF
    UNITED KINGDOM
    Phone
    +4402070247600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Richard Williams

    IRN DRW01064

    • Director of firm who is not a certification employee or a SMF manager (since 3 Oct 2022)
  • David Robert Simpson

    IRN DRS01116

    • CF30 Customer (16 Dec 2016 to 8 Dec 2019)
  • Dominic Neale-Draysey

    IRN DXN01329

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Sep 2015 to 8 Dec 2019)
  • EDWARD ASTON WASS

    IRN EAW01051

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (23 Nov 2017 to 8 Dec 2019)
  • Emilie Walker

    IRN EXW00318

    • [FCA CF] Client dealing (since 3 Feb 2025)
  • Frederick William Bacon

    IRN FWB01019

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Jun 2014 to 8 Dec 2019)
  • George Chatzimanolis

    IRN GXC00241

    • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2024)
  • Giles Richard Whitman

    IRN GRW01046

    • [FCA CF] Client dealing (27 Aug 2021 to 30 Sep 2021)
  • Gregory David Blin

    IRN GDB01087

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (12 Mar 2013 to 8 Dec 2019)
  • Guy Blackburn

    IRN GXB01661

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Jul 2015 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.