Giles Richard Whitman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gresham House Asset Management Limited (no longer approved here)
FRN 682776
- [FCA CF] Client dealing (20 Dec 2021 to 15 May 2024)
Mobeus Equity Partners LLP (no longer approved here)
FRN 456538
- [FCA CF] Client dealing (27 Aug 2021 to 30 Sep 2021)
Growth Capital Partners LLP (no longer approved here)
FRN 501399
- CF30 Customer (21 Oct 2015 to 16 Nov 2018)
YFM Private Equity Limited (no longer approved here)
FRN 122120
- CF30 Customer (29 Aug 2012 to 1 Oct 2015)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (30 Nov 2002 to 31 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.