Date authorised
1 April 2013
Companies House
OC320577
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    One Babmaes Street
    London
    SW1Y 6HF
    UNITED KINGDOM
    Phone
    +4402070247600
  • Complaints Contact

    1st Floor
    One Babmaes Street
    London
    SW1Y 6HF
    UNITED KINGDOM
    Phone
    +4402070247600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harry Pampiglione

    IRN HXP00260

    • [FCA CF] Client dealing (since 18 Jul 2024)
  • Isabella Jackson

    IRN IXJ00041

    • [FCA CF] Client dealing (11 Oct 2021 to 2 Oct 2024)
  • JONATHAN DAVID SIMM

    IRN JDS01130

    • CF30 Customer (8 Aug 2018 to 8 Dec 2019)
  • JOSHUA NEWELL HENSHAW

    IRN JNH01080

    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2021)
    • CF30 Customer (6 Oct 2016 to 8 Dec 2019)
  • Jane Kirsty Reoch

    IRN JKR01033

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (21 Nov 2017 to 8 Dec 2019)
  • Jeffrey Cornish

    IRN JXC01805

    • CF30 Customer (6 Aug 2010 to 1 May 2015)
  • John Richard Owen

    IRN JRO01040

    • CF4 Partner (23 Mar 2009 to 20 Jun 2012)
  • John Robert Brandon

    IRN JRB01158

    • CF30 Customer (1 Nov 2007 to 2 Feb 2015)
    • CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)
  • Jonathan Burr

    IRN JXB02841

    • CF30 Customer (18 Feb 2015 to 12 Jun 2019)
  • Jonathan David Leigh Gregory

    IRN JDG01032

    • Director of firm who is not a certification employee or a SMF manager (since 3 Oct 2023)
    • SMF27 Partner (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (23 Oct 2006 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.