John Richard Owen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- [FCA CF] Material risk taker (9 Nov 2020 to 30 Jun 2023)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
- CF1 Director (25 Feb 2015 to 8 Dec 2019)
Mobeus Equity Partners LLP (no longer approved here)
FRN 456538
- CF4 Partner (23 Mar 2009 to 20 Jun 2012)
Federated Hermes (UK) LLP (no longer approved here)
FRN 469674
- CF4 Partner (23 Mar 2009 to 13 Apr 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.