EDWARD ASTON WASS

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gresham House Asset Management Limited
FRN 682776
- [FCA CF] Client dealing (since 20 Dec 2021)
Mobeus Equity Partners LLP (no longer approved here)
FRN 456538
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
- CF30 Customer (23 Nov 2017 to 8 Dec 2019)
Catapult Venture Managers Limited (no longer approved here)
FRN 191949
- CF1 Director (28 Mar 2014 to 18 Aug 2017)
- CF11 Money Laundering Reporting (25 Jun 2013 to 18 Aug 2017)
- CF10a CASS Oversight function (25 Jun 2013 to 18 Aug 2017)
- CF10 Compliance Oversight (25 Jun 2013 to 18 Aug 2017)
- CF30 Customer (24 Jun 2010 to 18 Aug 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.