Date authorised
1 April 2013
Companies House
03818199
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Otway House
    34 Spalding Road
    Pinchbeck
    Spalding
    PE11 3UD
    UNITED KINGDOM
    Phone
    +4401162388200
  • Complaints Contact

    Otway House
    34 Spalding Road
    Pinchbeck
    Spalding
    PE11 3UD
    UNITED KINGDOM
    Phone
    +4401162388200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Michael May

    IRN JMM01087

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2008)
  • Jonathan Gareth Earl

    IRN JGE01027

    • CF10a CASS Oversight function (1 Oct 2011 to 14 Jun 2013)
    • CF10 Compliance Oversight (14 Jan 2009 to 14 Jun 2013)
    • CF11 Money Laundering Reporting (14 Jan 2009 to 14 Jun 2013)
    • CF30 Customer (1 Nov 2007 to 14 Jun 2013)
    • CF27 Investment Management (25 Jan 2007 to 31 Oct 2007)
  • Julie Ann Newman

    IRN JAN01045

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF23 Corporate Finance Adviser (23 Feb 2007 to 31 Oct 2007)
    • CF27 Investment Management (23 Feb 2007 to 31 Oct 2007)
  • Laurence Edward William Vaughan

    IRN LEV01004

    • SMF9 Chair of the Governing Body (since 3 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (27 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (16 Sep 2013 to 8 Dec 2019)
  • Michael Geoffrey Piper

    IRN MGP01025

    • CF3 Chief Executive (1 Dec 2001 to 23 Nov 2005)
    • CF27 Investment Management (1 Dec 2001 to 23 Nov 2005)
    • CF1 Director (1 Dec 2001 to 23 Nov 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 23 Nov 2005)
  • Nicholas Wright

    IRN NXW01228

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10a CASS Oversight function (22 Aug 2017 to 11 May 2018)
    • CF10 Compliance Oversight (21 Jul 2017 to 3 Apr 2018)
    • CF11 Money Laundering Reporting (21 Jul 2017 to 8 Dec 2019)
    • CF3 Chief Executive (30 Sep 2013 to 8 Dec 2019)
    • CF1 Director (30 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Peter John Le Noury

    IRN PJL01151

    • CF30 Customer (1 Nov 2007 to 15 Dec 2008)
    • CF10 Compliance Oversight (22 Nov 2005 to 15 Dec 2008)
    • CF11 Money Laundering Reporting (22 Nov 2005 to 15 Dec 2008)
    • CF27 Investment Management (30 Dec 2003 to 31 Oct 2007)
  • Philip Simon Cammerman

    IRN PSC01034

    • CF2 Non Executive Director (1 Dec 2001 to 13 Mar 2006)
    • CF27 Investment Management (1 Dec 2001 to 13 Mar 2006)
  • Raymond Anthony Harris

    IRN RAH01195

    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF23 Corporate Finance Adviser (5 Sep 2005 to 31 Oct 2007)
    • CF27 Investment Management (5 Sep 2005 to 31 Oct 2007)
  • Richard Hywel Bucknell

    IRN RHB01068

    • CF1 Director (7 Feb 2011 to 28 Feb 2013)
    • CF30 Customer (2 Oct 2009 to 28 Feb 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.